Fees and Expenses

For New Client Engagements not existing clientele

As of 2022, we have a new minimum hourly rate of $250.00 per hour for cases where Paul Mauro is involved. Many of our associates have lower hourly rates.¹

As of 2022, we have a minimum asset management amount of $1,000,000 in investable assets. Many of our associates have a lower minimum amount of investment assets.

• We provide complimentary initial consultation to all prospective clientele.

• We complete a financial overview and analysis for all prospective clients at no cost.

• We charge engagement fees based on the amount of work in a personal financial planning project.

• We charge investment advisory fees based on the amount of personal involvement needed and total investable assets.²

We also offer other products and services not mentioned. Please consult with your representative for further details.

As of 2022, we can now provide a very low cost allocation-only service through a number of providers, to private client assets, as well as assets in the work environment.

1. A Consulting Services Agreement may be required for certain services. In addition to investment advisory services, consulting consists of financial planning and related services.

2. Full fee disclosure details can be found in the Asset Management Service Agreement. Asset management fees are specific to the management of a client's portfolio and are separate from any commission.

Generally Investment Management fees are discounted by account size and family house holding.  The maximum annual management fee is 1.45% up to $250,000; 1.35% up to $500,000; 1.25% up to $1,000,000; 1.15% over $1,000,000. Note, these are the money management fees for Legacy Financial and does not include cost of any sub advisor.