Fees and Expenses

Services and Fees for New Clients

The following minimums apply to new client engagements beginning in 2026. They do not change arrangements with existing clients.

Legacy Financial Advisors, Inc. has a minimum hourly rate of $350 for engagements involving Legacy and generally requires at least $1,000,000 in investable assets for asset management. Individual associates may offer lower hourly rates or investment minimums.

We offer prospective clients a complimentary initial consultation and financial overview. Fees for a financial planning project depend on the work involved. Investment advisory fees depend on the level of personal involvement required and the client’s total investable assets.

We also offer a lower-cost allocation-only service through several providers for private client assets and assets held through workplace plans. Other products and services may be available; please speak with your representative for details.

Investment Management Fees
Fees are generally discounted based on account size and family household assets. Legacy’s maximum annual investment management fee schedule is:

Assets / Maximum annual fee

Up to $250,000
1.45%

Over $250,000 up to $500,000
1.35%

Over $500,000 up to $1,000,000
1.25%

Over $1,000,000
1.15%

These are Legacy Financial Advisors’ management fees and do not include any subadvisor costs.

A Consulting Services Agreement may be required for certain services. Consulting services include financial planning and related services in addition to investment advisory services. Full fee details are provided in the Asset Management Service Agreement. Asset management fees relate to the management of a client’s portfolio and are separate from any commissions.